LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Of its latest legal clash ...

LPL failed to follow its own anti-money-laundering procedures when it opened a customer account and processed wire transfers for Eugenio Garcia Jimenez, Jr., an unregistered investment advisor who ...

LPL Financial is suing Ameriprise for alleged defamation, accusing the firm of sending "data breach" notices to thousands of LPL customers that falsely claimed their personal information was ...

The long-running dispute between LPL Financial Holdings Inc. and Ameriprise Financial Inc. took a sharp turn this week when LPL on Monday revealed that Ameriprise had informed former customers, now ...

The court order came after LPL agreed to drop its lawsuit that sought a temporary restraining order against its competitor last Thursday, according to a court filing. But that doesn’t mean the ...

Despite departures, LPL added $275 billion in assets from Commonwealth in the quarter, and is still on track to retain 90% of ...

From nine minutes to four, that is how long LPL’s new account opening process is expected to take on average, according to the firm. LPL’s New Account Opening 2.0, a component of its ClientWorks suite ...

CHARLOTTE, N.C., March 31, 2022 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that advisors can now access separately managed account (SMA) strategies as an investment option within Model ...

LPL Financial is revamping its account opening process, reducing the number of fields clients have to fill out and consolidating the process into one signing event, a la Amazon.com. The new system ...

Q3 2025 Earnings Call Transcript October 30, 2025 LPL Financial Holdings Inc. beats earnings expectations. Reported EPS is $5 ...