James Chen, CMT is an expert trader, investment adviser, and global market strategist. Investment securities are a category of securities—tradable financial assets such as equities or fixed income ...
SEC defines the phrase “as part of a regular business” to capture private funds and other market participants that take on liquidity-providing roles. The Securities and Exchange Commission (SEC) ...
NEW YORK – A judge’s questions offered hints of how she is looking at Coinbase’s legal battle with the U.S. Securities and Exchange Commission (SEC) during the first hearing in the case. In a ...
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