Our team of experts evaluated numerous investing and trading platforms to find the best stock brokers and robo-advisors for ...

On October 30, 2023, the Securities and Exchange Commission (SEC) issued an order granting broker-dealers exemptive relief from Rule 15c2-11 of the Securities Exchange Act of 1934 for fixed-income ...

As 2020 came to a close, the issue of how digital asset securities can be custodied by US broker-dealers became clearer, at least from a regulatory standpoint. In a release issued pursuant to the ...

PLANTATION, Fla.--(BUSINESS WIRE)--TradeStation Securities, Inc. (“TradeStation Securities”), an award-winning*, self-clearing online brokerage for trading stocks, ETFs, options and futures, is proud ...

Better get used to those Zoom meetings. Alpine Securities, a Utah-based brokerage that’s in hot water with Wall Street’s self-regulator over $5,000 monthly fees, lost its bid to force FINRA to hear ...

Securities America Advisers, the RIA arm of leading independent broker-dealer Securities America Inc., was fined $1.75 million by the Securities and Exchange Commission Wednesday for allegedly failing ...

Transparency is how we protect the integrity of our work and keep empowering investors to achieve their goals and dreams. And we have unwavering standards for how we keep that integrity intact, from ...

Staten Island, NY , Oct. 06, 2025 (GLOBE NEWSWIRE) -- Chelsea Financial Services is proud to announce the acquisition of the customer assets & accounts of Kansas City-based General Securities, a ...

New York, Sept. 03, 2025 (GLOBE NEWSWIRE) -- Univest Securities, LLC (“Univest”), a member of FINRA and SIPC, and a full-service investment bank and securities broker-dealer firm based in New York, ...

Among the 42 brokerage firms currently listed on domestic markets in Shanghai and Shenzhen, 13 are also listed in Hong Kong.

DALLAS (AP) - A former securities broker in North Texas who falsely promised double-your-money deals to some investors must serve three years in prison for fraud. Wade Lawrence was sentenced Wednesday ...

Zero-cost APIs for algo trading and the upcoming AI research tool 'Neomi' is expected to help the bank-backed brokerage firm to stabilise in a broking industry that has seen a decline in active invest ...