Broker-dealers say holding state insurance licenses among multiple jurisdictions is a regulatory obstacle that can lead to diminished retirement income product sales. Broker-dealers say holding state ...

Mortgage brokers protested on Thursday a provision of a House bill that would require individual licensing and registration in a national database for them but not bank loan officers. The bill, ...

WASHINGTON — While housing legislation moving through Congress focuses on helping borrowers avoid foreclosure, it also would reform a corner of the mortgage market: broker licensing. The Senate ...

The indictments this week of a real-estate agent and two loan officers who allegedly forged documents to help undocumented workers get home loans rekindled debate over whether Colorado’s mortgage ...

This is a preview. Log in through your library . Abstract This article documents how predatory lending has grown in the subprime mortgage market and argues that recently enacted antipredatory lending ...

Many traders inadvertently register with brokers that have the best offers, the best promotions, and the lowest commissions. Although this looks pretty beneficial from the trader’s perspective, there ...

The Colorado Division of Real Estate is extending its requirement that mortgage brokers be licensed with the state to include employees of federally and state-chartered banks. Originally, the state ...